PART III - ATRIAL SEPTAL DEFECT AND PATENT FORAMEN OVALE CLOSURE
Updated on November 14, 2019
PART III

Atrial septal defect and patent foramen ovale closure

Jochen Wöhrle1, Julia Seeger1
1 Medical Campus Lake Constance Dept. of Cardiology, Klinikum Friedrichshafen, Germany

Summary

An atrial septal defect (ASD) results in a left-to-right shunt. The status of the right ventricle (RV) reflects the haemodynamic burden and defines whether an ASD is significant. Transoesophageal echocardiography (TOE) allows the evaluation of defect localisation and size, enlargement of heart chambers and evidence of sufficient rims for percutaneous closure of a secundum ASD. Closure of an ASD leads to a symptomatic improvement and regression of RV size and pulmonary hypertension. A patient’s benefit from closure is not dependent on age. The success rate for percutaneous closure of secundum ASDs is very high with a complete closure rate of more than 95%, and a low rate of complications. The most important key to success is a pre-interventional check whether the ASD is suitable for percutaneous closure. The device size is usually selected after measuring the ASD using a sizing balloon with the stop-flow technique.

Patent foramen ovale (PFO) has been associated with “cryptogenic” ischaemic events such as stroke, transient ischaemic attack and peripheral embolism, and also with migraine and decompression illness. Detection is performed by TOE with a bubble test after e.g. a sustained Valsalva manœuvre or similarly by transthoracic echocardiography (TTE). For percutaneous closure several types of occluders are available. Several randomised clinical trials and meta-analyses with long-term follow-up showed superiority of PFO closure compared with medical treatment with respect to risk of recurrent stroke. PFO closure was associated with a slight increased occurrence rate of post-procedural atrial fibrillation.

Atrial septal defect

CLINICAL PRESENTATION AND DIAGNOSIS

About 10% of all patients with congenital heart disease have an atrial septal defect (ASD). Patients with ASD are more often female than male. The left-to-right shunt (LR shunt) results in a volume overload of the right ventricle (RV) and the pulmonary circulation. The shunt volume depends on the defect size, and the compliance and pressure of RV and left ventricle (LV). A reduction in LV compliance (e.g., due to coronary artery disease, arterial hypertension, cardiomyopathy, aortic valve disease, mitral valve disease) can raise the left atrial (LA) pressure, which may result in a higher shunt volume. After childhood as patients age, an increase in RV compliance results in symptoms such as dyspnoea, pulmonary infections, and atrial arrhythmias such as atrial fibrillation or atrial flutter [1, 2]. By contrast, a decrease in RV compliance results in a decrease in LR shunting or even in right-to-left shunts (RL shunt). This situation may occur due to pulmonary stenosis, pulmonary hypertension or tricuspid valve disease. Systemic embolism may occur due to atrial fibrillation or paradoxical embolism.

Echocardiography allows the diagnosis of an ASD and localisation of the defect. Signs of RV volume overload on trans-thoracic echocardiography (TTE) is very suspicious for the presence of an ASD and necessitates a detailed diagnostic work-up. Transoesophageal echocardiography (TOE) is mandatory under such circumstances since TTE does not localise all defect types (e.g., sinus venosus defect, Figure 1). TOE, however, does enable localisation as well as the evaluation of defect size, enlargement of heart chambers and evidence of sufficient rims for percutaneous closure ( MOVING IMAGE 1-1 MOVING IMAGE 1-2).

FOCUS BOX Atrial septal defect
  • 10% of patients with congenital heart disease have an atrial septal defect (ASD)
  • Different types of ASD can be differentiated by TEE:
    - Secundum ASD: 80% of ASDs, located in the region of the fossa ovalis and its surroundings
    - Primum ASD: 15%
  • Diagnostic cardiac catheterisation is required for percutaneous closure of the ASD and for clarification of non-conclusive non-invasive results
  • The success rate for percutaneous closure of secundum ASDs is very high with a complete closure rate of more than 95%
  • The risk of complications with device closure of secundum ASDs is low with a frequency of less than 0.5%
  • Antiplatelet therapy is usually given for 3-6 months with a minimum of 100 mg aspirin daily

Three-dimensional (3D) TOE enables exact visualisation of the ASD morphology ( MOVING IMAGE 2) and is especially useful in complex cases [3].

Types of ASD

Several types of ASD can be differentiated by transoesophageal echocardiography ( Figure 1).

  • Secundum ASD: 80% of ASDs, located in the region of the fossa ovalis and its surroundings.
  • Primum ASD: 15%, located near the crux, the atrioventricular (AV) valves are typically malformed resulting in various degrees of regurgitation.
  • Superior sinus venosus defect: 5%, located near the superior vena cava entry, associated with partial or complete connection of right pulmonary veins to right atrium or superior vena cava (SVC).
  • Inferior sinus venosus defect: <1%, located near the inferior vena cava entry.
  • Unroofed coronary sinus: <1%, separation from the left atrium can be partially or completely missing.

ASDs can be associated with other defects, such as anomalous pulmonary venous connection, persistent left superior vena cava, pulmonary valve stenosis, and mitral valve prolapse. These associated diseases have to be excluded prior to closure of an ASD. To exclude a pulmonary venous anomaly, cardiac magnetic resonance (CMR) imaging or computed tomography (CT) is a helpful tool [4, 115]. Furthermore, CMR allows for the evaluation of shunts, RV, and RA volumes [5].

INDICATION FOR ASD CLOSURE

The status of the RV reflects the haemodynamic burden and defines whether an ASD is significant. Diagnostic cardiac catheterisation is required for percutaneous closure of the ASD and for clarification of inconclusive non-invasive results. An elevated pulmonary artery (PA) pressure alone does not preclude closure. Pulmonary vascular resistance should be calculated in patients with elevated PA pressure [6]. In selected patients haemodynamic evaluation with test balloon occlusion of the ASD (e.g., a patient with RV dysfunction with some RL shunt or an older patient with LV dysfunction with CHF symptoms) [7], or vasoreactivity of the pulmonary circulation is necessary in order to allow a proper decision as to whether the patient would benefit from ASD closure.

ASD closure leads to a symptomatic improvement (right heart failure, exercise capacity, dyspnoea) and regression of RV size and pulmonary hypertension, even in older patients [116]. Regression of pulmonary hypertension within 3 months after ASD closure was associated with a similar survival to those patients without pulmonary hypertension at time of closure [112], whereas remaining increased pulmonary pressure was associated with a higher event rate.

A patient’s benefit from closure is not dependent on age [8]. However, the best outcome is achieved in young patients with less functional impairment [9, 10]. Indications for ASD closure according to the ESC guidelines are listed in Table 1. If technically feasible, secundum ASD should be closed by implantation of an occluder.

Surgical repair should be performed in cases not eligible for closure by occluder implantation. The risk of procedural complications is low and life expectancy returns to normal if closure is performed in adolescence or childhood [9, 10].

TECHNIQUE OF PERCUTANEOUS ASD CLOSURE

The success rate for percutaneous closure of secundum ASDs is very high with a complete closure rate of more than 95% [11]. The most important key to success is to perform a pre-interventional careful check to confirm whether the ASD is suitable for percutaneous closure via device implantation. With TTE and TOE multiple points should be evaluated: defect morphology and position, fenestrations, multiple defects, RV size and function, tricuspid valve function, maximal diameter of ASD, exclusion of primum or sinus venosus defect, ideal rims of about 5 mm (with the exception of the aortic rim), and a total septal length not exceeding the diameter of the LA disc chosen. There are challenging cases such as ASD with deficient superior anterior rim, with an aneurysm, with multiple holes, with deficient inferior anterior rim, all of which if present should be treated by a team with sufficient experience.

The procedure for percutaneous ASD closure will be described for the Amplatzer® Septal Occluder (St. Jude Medical Inc., St. Paul, MN, USA), which is the most implanted device type for ASD closure ( MOVING IMAGE 3-1 MOVING IMAGE 3-2). Other device types have also been used for selected patients with proper ASD morphology such as Figulla ASD Occluder (Occlutech AB, Helsingboarg, Sweden) [13, 14], Cardia ASD device (Cardia Inc., Eagan, MN, USA) [15, 16], Helex® Septal Occluder (Gore Medical, Flagstaff, AZ, USA) [17, 18], or in previous years STARFlex device (NMT Medical Inc., Boston, MA, USA; not available any more and thus of historical interest only) [19].

Recent prospective comparison of 3 different devices for ASD closure (Amplatzer, Cera (Lifetech Scientific, Shenzhen, China), Figulla) showed similar clinical results within mid-term follow-up ranging from 12-47 months [119], whereas another study including 158 patients showed a higher rate of successful device placement with the first attempt with the Figulla compared to the Amplatzer ASD device [124].

TOE or intracardiac echocardiography (ICE) usually guides the implantation procedure and allows for the assessment of the precision and stability of the device position. Venous access is usually obtained from the right femoral vein. The ASD is passed by e.g. a multipurpose catheter and placed in the left upper pulmonary vein (LUPV). In case of an anomalous venous return of one of the pulmonary veins surgical treatment has to be favoured. Through the multipurpose catheter an extra-stiff or super-stiff wire is placed in the LUPV. The catheter is removed and then a sizing balloon can be placed across the defect in order to size the ASD with the stop flow technique [12]. The balloon is inflated until the shunt seen on Colour Doppler disappears. The balloon is deflated until the shunting re-appears and then re-inflated until the shunt is eliminated. Measurement of balloon size by ultrasound or X-ray determines the stop-flow diameter of the ASD. The difference between both values should not exceed 5%, otherwise the measurements should be repeated to allow proper device selection. Experienced centres do not always use sizing balloons for device selection. The balloon-sized diameter of the ASD can deviate substantially from prior echocardiographic measurements, since most of the defects are oval and a flimsy septum is pushed away. During balloon inflation the atrial septum should be carefully checked for evaluation of additional defects. An oversizing of the defect by inflation of the balloon until appearance of a waist will subsequently overstretch the ASD and may result in septal rupture or selection of larger devices with a potential higher risk of complications. Some experienced centers use ICE to eliminate the need for balloon sizing [118].

Selection of device size depends on multiple factors. Usually the waist of the device is selected 1-2 mm larger than the diameter of the sizing balloon obtained by stop-flow technique. When the aortic rim is small or absent, or the atrial septum around the secundum ASD is very floppy, a device 2-4 mm larger should be selected in order to achieve a stable position of the occluder. An important issue (especially in children) is to measure the total length of the atrial septum. The LA must be able to accommodate the device. Device selection as well as implantation has to be performed carefully, especially in challenging ASDs such as those with deficient aortic and/or posterior rims, floppy rims, multiple ASDs or large ASDs. In these scenarios the standard deployment procedure may not be adequate.

While the guidewire is left in place, the sizing balloon is retracted for delivery sheath placement in the LUPV. Careful back bleeding through the delivery sheath minimises the risk of air embolism, and so the sheath has to be located below the level of the heart. Then the occluder is advanced to the tip of the delivery sheath. After or during withdrawal of the delivery sheath from the LUPV in the mid LA the left atrial disc is opened. The system is pinched and pulled in order to attach the LA disc at the atrial septum. TOE or ICE will nicely show the atrial septum and the position of the LA disc. The middle part of the occluder is opened and then the right disc is released and attached to the atrial septum. A gentle push and pull of the device (‘Minnesota Wiggle’) will enable one to check for device stability. After the device is deployed there should be a careful evaluation by TOE or ICE for interrogation of rims, function of AV valves and potential contact of the device with the atrial roof in order to evaluate the risk of long-term complications, such as dysfunction of valves or erosion of the atrial roof. Furthermore, residual shunting as well as screening for additional defects should be done with colour Doppler. If the device fits nicely in the ASD and noticeable problems have been excluded, the device can be released. Since the tension on the delivery cable often modifies the orientation of the atrial septum with the Amplazter device, the occluder will shift into the final position after device release (other devices using a forceps for the connection are associated with less tension on the delivery cable).

In large defects, the RA disc should be opened several mm from the septum. Furthermore, the tension on the delivery cable should not be too strong, otherwise a prolapse of the LA disc in the RA may occur. For difficult situations clockwise rotation on the delivery sheath will change the position of the device. An alternative is the use of sheaths with another tip configuration e.g. the Hausdorff sheath. Deployment of the LA disc in LUPV has been described for large defects [20, 21]. For deficient posterior rim, a deployment of the LA disc in the RUPV or the left atrial roof technique is helpful [21]. For closure of large ASDs a balloon-assisted technique can be used. The inflated balloon in the ASD prevents the LA disc to prolapse into the RA. The LA disc and sheath are pulled towards the atrial septum, and the waist and RA disc released. Then the balloon is gradually deflated. During this deflation the RA disc is moved towards the LA disc by pushing the delivery cable. Balloon and guidewire are subsequently removed. This technique requires an additional venous access [22] but is associated with a high 87% success rate in patients with ASD defects larger than 30mm [125]. In the case of insufficient superior rims an additional guidewire placed in the LUPV helps to maintain the LA disc in the left atrium [100].

Important variations

Careful evaluation of the atrial septum by TOE or ICE will allow the detection of multiple defects. The implantation of 2 or even 3 devices will allow closure of these complex ASDs. In order to test whether a single device strategy will be sufficient, a sizing balloon can be inflated in the defect. If both ASDs are very close, a single ASD device can be used. If the distance is larger than 5 mm, the defects are usually handled as separate holes and need one device per defect. If the distance between the defects is less than 5 mm, the larger one can be closed by an ASD device followed by a non-self-centering device (e.g., Cribriform Occluder) as a second device. For a multiple perforated atrial septum a Cribriform Occluder can be used. ICE or TOE with 3D imaging will help to place the guiding catheter and delivery sheath through the central defect. For a strategy with one occluder, the size of device should be double the distance from the central defect to the edge of the most remote defect.

In general, the following ASD morphologies are not suitable for device implantation: large ASDs with a diameter equal to or greater than 38 mm, those with absent inferior rims, those with complete absent rims in more than 2 areas, those in which the device is too large to fit in the atria, sinus venosus defect, coronary sinus defects, very short AV valve rim, and ASDs with associated partial anomalous pulmonary venous drainage. In these scenarios surgery is the best option.

Eisenmenger’s syndrome

The general risk of Eisenmenger in ASD patients is about 10%. In these patients the primary goal is to improve quality of life. Management of these patients is complex. There is no optimal standardised approach. Treatment with the endothelin receptor antagonist (ERA) bosentan or phosphodiesterase type-5 (PDE-5) inhibitors may improve patients’ exercise capacity and reduce RL shunt. Careful haemodynamic evaluation may allow partial closure of the ASD with subsequent re-evaluation and further treatment with ERA and PDE-5 inhibitors. The ESC Guidelines for the diagnosis and treatment of pulmonary hypertension [23, 101] give more detailed information.

COMPLICATIONS

The risk of complications with device closure of secundum ASDs is low with a frequency of less than 0.5% in large series [24, 25]. Careful preparation and handling of sheath and flushing has to be performed to avoid air or clot embolisation or cardiac perforation by the guidewire or delivery sheath. A proper measurement with the stop-flow technique avoids an undersizing of the device with the risk of subsequent embolisation. Device embolisation has been described early [26] and late [27] to the right [26] as well as to the left side of the heart ( MOVING IMAGE 4-1 MOVING IMAGE 4-2) [27]. In the event of device embolisation, the device should be captured by snares via an additional venous or arterial access and percutaneously removed.

Excessive coughing or jumping soon after device implantation should be avoided [28]. Device embolisation or dislocation ( MOVING IMAGE 5) may be due to unrecognised deficient rims around the ASD. If the device is rotated during advancement within the delivery sheath (or the device is too small compared with the size of the delivery sheath) the left disc may twist and form a Cobra head after deployment [29, 30, 31]. After recapturing, the device usually has to be replaced.

A gentle inflation of the sizing balloon avoids dilation and rupture of the atrial septum, which results in a larger defect. A careful step-by-step implantation procedure avoids entrapment of RA structures. Sufficient anticoagulation (ACT >250 sec) during the procedure and starting antiplatelet therapy the day before implantation with a loading dose will minimise the risk of development of thrombi on the device or guidewire and thus the potential risk of stroke. Careful venous puncture and anticoagulation as well as compression after the procedure will avoid bleeding complications at the puncture site. In some centres pre-closure of the venous access site is performed [32]. Periprocedural administration of antibiotics reduces the risk of endocarditis, which is a very rare complication. Arrhythmias, such as supraventricular extrasystoles or atrial fibrillation occurring early after intervention, are mostly transient. In ASD patients with LV dysfunction the decrease in LR shunt acutely increases LV preload and increases cardiac output at the cost of LA hypertension with the risk of developing acute pulmonary oedema. The occurrence of an AV block in large devices has been described [33], as well as resolution of AV block after device explantation [34].

There is a minimal risk (0.07%) of late perforation due to erosion of the atrial wall or aorta, which requires surgical repair [12, 35, 36, 121]. This risk is increased if the device is oversized in relation to the size of the ASD. Deficient rims and rotation of device post-implantation have also been associated with late perforation. Cardiac perforation has been reported early after device implantation [37] and up to 4 years [38, 39]. Potential complications such as allergic reactions [40], including severe bronchospasms [41] or aortic insufficiencies, have been described [42]. Detailed CMR analysis after occluder implantation demonstrated no risk of aortic insufficiency [43]. With TOE, thrombi have been detected during follow-up, which can usually be resolved by anticoagulation with warfarin [44]. In rare cases, patients with thrombi were treated by surgery, especially for mobile thrombi located on the LA disc [44]. During long-term follow-up wire fracture in some devices [45, 46] and persistent residual shunting have been described without haemodynamic relevance. Other rare complications are development of mitral regurgitation due to oversized mismatched device implantation [47] and development of pulmonary vein stenosis [48] or device explantation due to severe migraine associated with nickel allergy [117]. Another rare complication is a fracture of the ASD device associated with mitral valve perforation with subsequent need of surgical removal [120].

FOLLOW-UP THERAPY

Antiplatelet therapy is usually recommended for 3-6 months with a minimum of 100 mg aspirin daily [142]. In many centres dual antiplatelet therapy with aspirin and clopidogrel (75 mg per day) is prescribed for 3 months. There is no need for long-term antiplatelet therapy. TTE or TOE during follow-up will allow evaluation of the proper position of the device, residual shunting, RV size and function, pericardial effusion, thrombotic complications as well as proper function of mitral, tricuspid and aortic valves without obstruction of pulmonary veins or venae cavae. The occlusion rate will increase during the following years up to almost 100% [49].

During long-term follow-up patients may need additional left heart structural interventions e.g. MitraClip, closure of left atrial appendage or pulmonary vein isolation. With multimodality imaging and detail anatomical considerations transseptal puncture through the native septum or through the ASD device using balloon dilatation is feasible and safe [113, 126].

Patent foramen ovale

Patent foramen ovale (PFO) has been associated with "cryptogenic" ischaemic events such as stroke, transient ischaemic attack, peripheral embolism, and also with migraine and decompression illness. Detection of PFO is usually performed by TOE with a bubble test after a sustained Valsalva manoeuvre or other maneuovers (cough, sniff, etc.), which is superior compared to TTE [50] and CMR [51] if the patient is not heavily sedated. With either technique, the performance of a proper Valsalva manoeuvre is crucial in order to increase RA over LA pressure and to open the PFO [52].

The present European position paper recommends the event to be classified as PFO-related instead of “cryptogenic”, which should be used in patients with cryptogenic ischemic left circulation embolism without the evidence of a PFO [127].

The fossa ovalis is the remnant of the PFO after anatomical closure, which usually occurs within the first two years of life [53]. The lack of closure results in a PFO with a significant variance in terms of size and anatomy. The prevalence of PFO decreases with age, from 34% at the age of 30 to 20% at the age of 90 [54]. The evidence of a persistent PFO is not in itself a pathological finding. The PFO plays a pathophysiological role by facilitating the transport of corpuscular components or vasoactive substances in the blood from RA to LA. In general, the mean pressure in LA exceeds the mean pressure in RA. A transient, physiological reversal of the pressure difference between the two atrial chambers is present during each heartbeat in early diastole and during the isovolumetric contraction of the RV. The RA pressure may physiologically exceed the LA pressure during inspiration, coughing, sneezing, pressing or Valsalva manoeuvre, with a consequent increase of shunt flow from RA to LA, which is haemodynamically irrelevant. This RL shunt becomes clinically relevant due to transportation of particles from RA in the systemic circulation. Symptoms may vary depending on the affected vessel territory, leading to stroke in cerebral arteries or to myocardial infarction in coronary arteries, mesenterical infarction and other disorders.

In patients with pulmonary hypertension the shunt volume from RA to LA can be significantly increased. In this scenario, the shunt per se may become clinically relevant. A continuous shunt, in turn, increases the risk of the passage of small particles.

FOCUS BOX 2Patent foramen ovale
  • Patent foramen ovale (PFO) is associated with cryptogenic ischaemic events
  • Detection of PFO is usually performed by TEE or TTE
  • Stroke is a leading cause of death and the leading cause of long-term disability
  • The presence of an atrial septal aneurysm (ASA) is more frequent in patients with cryptogenic stroke compared to the general population
  • Patients with platypnoe orthodeoxia are also linked to PFO
  • The presence of a PFO increases the probability of decompression illness
  • Several devices are approved for PFO closure in Europe
  • Most of the devices have a double umbrella design

“PARADOXICAL” EMBOLISM

Stroke is a leading cause of death and the leading cause of long-term disability. In 30% to 40% of stroke patients no cause (e.g., atrial fibrillation, stenosis of the carotid arteries, aortic plaques) is detected at the time of manifestation of stroke. In some patients atrial fibrillation may be detected within the next weeks or months by use of several Holter ECGs or event recorder, reducing the number of patients with true cryptogenic events. In patients with cryptogenic stroke, the presence of a PFO is more frequent compared with a healthy population or patients with non-cryptogenic stroke [55]. The presence of an atrial septal aneurysm (ASA) is also more frequent in patients with cryptogenic stroke compared to the general population. The reason for the cerebral ischaemia in cryptogenic stroke patients includes the passage of small thrombi or thrombotic particles through the PFO from RA to LA. The term cryptogenic for paradoxical embolism via PFO in stroke patients has become a discussion point [127]. The event should be classified as PFO-related instead of “cryptogenic”.

In patients with atrial fibrillation the evidence of a thrombotic mass is not necessary to prove that the rhythm disorder is responsible for the stroke. The same is true for a patients with stroke and PFO without other reasons for the event. Other potential sources of embolism in cryptogenic stroke include the mitral and aortic valves, the left atrium and ventricle (thrombotic mass, calcification, mitral annulus calcification, endocarditis, etc.). A new clinical construct termed embolic stroke of undetermined source (ESUS) was recently introduced by the Cryptogenic Stroke/ESUS International Working Group as a potential therapeutic relevant entity with a possible indication for anticoagulation [102]. Recent data support the use of anticoagulation in those patients compared to medical therapy. In a meta-analysis combining the data from NAVIGATE-ESUS, PICSS and CLOSE the risk of ischemic stroke with significantly reduced with anticoagulation compared with antiplatelet therapy [131].

There are numerous case reports in which large thrombi were detected by echocardiography in the PFO [56, 57]. Nevertheless, in patients with cryptogenic stroke/ESUS and PFO, no thrombus can usually be detected in the PFO. With careful clinical and sonographic evaluation, deep vein thrombosis can be verified in about 10% [58]. Using magnetic resonance angiography the prevalence of pelvic vein thrombosis was 20% in cryptogenic stroke patients compared to 4% in patients with non-cryptogenic stroke (p=0.025) [59]. A small thrombus with a diameter of about 3 mm can occlude the middle cerebral artery. Similarly a very small thrombus of 1 mm in diameter may occlude the cortical branches. At autopsy, mean PFO diameter was measured at 4.9 mm [54], large enough to allow the passage of such small particles. Such small thrombotic particles do not have to originate from deep vein thrombosis, but may also occur spontaneously in superficial veins during immobility (e.g., flight, car ride) or minor trauma. Stroke patients with a history of immobility, defined as a trip over 4 hours in a sitting position, had a PFO significantly more often than stroke patients without a history of travel (45% versus 11%) [60].

The presence of an atrial septal aneurysm (ASA) facilitates the passage of thrombotic material from RA to LA. During a Valsalva manoeuvre with RA pressure exceeding the LA pressure, the ASA shifts to the LA increasing the size of the PFO. Furthermore, the ASA and PFO form a funnel, which enables thrombotic particles to enter the systemic circulation ( MOVING IMAGE 6-1 MOVING IMAGE 6-2). There is no standard definition for the presence of an ASA. With different types of measurement (M-mode, 2D echocardiography summarising the shift of the atrial septum in RA and LA [61]), a mobility of more than 10 mm of the atrial septum is accepted in most institutions.

After passage of the PFO the thrombotic material show most often cerebral symptoms. On the one hand, the anatomy of the brachiocephalic trunk and left carotid artery at the outer curvature of the aortic arch facilitates thrombi to enter the cerebral circulation. On the other hand, ischaemia of a cerebral artery is much more clinically relevant compared with an often asymptomatic ischaemia in the kidney or liver. Asymptomatic myocardial infarctions were detected in about 10% of patients by delayed enhancement in CMR imaging in patients with cryptogenic stroke [62]. The presence of prothrombotic coagulation - primarily Factor V Leiden mutation or prothrombin mutation - is an independent risk factor for cryptogenic stroke [63]. The thrombophilic diathesis increases the probability of the formation of thrombotic particles and deep vein thrombosis.

Meta-analysis of non-randomised trials has demonstrated that device implantation for PFO closure is superior to medical treatment [64]. The optimal medical treatment strategy in patients with PFO after cryptogenic ischaemic event has not been defined, but recent data point out that anticoagulation may be superior to antiplatelet therapy. Published trials with anticoagulation or aspirin treatment have always demonstrated a lower event rate with anticoagulation [65, 66, 67, 68]. With antiplatelet therapy patients with PFO and ASA were at increased risk of recurrent events [69], whereas after device implantation the initial presence of an ASA had no more impact on long-term follow-up [70].Several randomised trials compared device implantation with best medical therapy in patients with cryptogenic ischaemic events [71, 93, 94, 134, 136, 137, 138]. In the first published CLOSURE-I trial 851 PFO patients were included comparing best medical treatment with device implantation for PFO closure. This study was designed as a superiority trial [71] and did not meet the primary endpoint. However, in every subgroup, recurrence rate was lower in patients with PFO device implantation compared with medical treatment although the follow-up was limited to 2 years and the sample size was adjusted several times due to difficulties in patient recruitment. In the PC-trial 314 patients were randomised to PFO closure with the Amplatzer PFO device compared with medical therapy. After a mean follow-up period of 4 years the composite primary endpoint (death, non-fatal stroke, TIA, peripheral embolism) occurred in 3.4% in the device group and in 5.2% in the medical treated population (p=0.34). Both stroke and TIA rates were numerically lower in the device group versus the medical treated population (0.5% versus 2.4%, p=0.14 ; 2.5% versus 3.3%, p=0.56) [94]. The RESPECT study included 980 patients. Patients randomised to device closure were treated with the Amplatzer PFO device. Best medical treatment included antiplatelet medication in 75% and warfarin in 25% of patients. In the intention-to-treat analysis there was a trend towards a lower event rate with device implantation compared to medical treatment (hazard ratio with closure 0.49, 95% confidence interval (CI) 0.22-1.11; p=0.08). In the per-protocol and as treated cohort the event rate was significantly lower with Amplatzer PFO device compared with best medical treatment (per protocol hazard ratio 0.37 ; 95% CI 0.14-0.96, p=0.03 ; as treated hazard ratio 0.27 ; 95% CI 0.10-0.75, p=0.007). There were three subgroups with a significant reduction of the primary endpoint according to the intention-to-treat analysis. Patients with a substantial shunt at baseline, patients with atrial septal aneurysm at baseline and patients with antiplatelet therapy as planned medical regimen showed significantly lower event rates with Amplatzer PFO device implantation compared with medical treatment. Further randomized Trials with long-term follow-up reported consistently a significant reduction of recurrent stroke patients undergoing PFO closure compared to medical therapy [134, 136, 137, 138]. Recent meta-analyses based on randomized trials demonstrated a substantial benefit for patients undergoing PFO closure compared to medical therapy with a significant reduced risk for recurrent stroke [129, 130, 132, 133] but an increased risk of new onset atrial fibrillation [129, 132]. A substantial shunt at baseline as well as the presence of an atrial septal aneruysm were well known risk factors for recurrent events in patients with cryptogenic stroke.

Long-term follow-up after device implantation for PFO closure to prevent a second event is essential to demonstrate non-inferiority compared with life-long medical treatment in PFO patients with cryptogenic ischaemic events or to demonstrate differences between various types of occluders. Several studies with long-term follow-up demonstrated that the risk of recurrent events after device implantation is low [99, 110, 111, 128, 141]. After device implantation the risk of an embolic event was low with 0.28% annual/patient risk demonstrated in 232 consecutive patients followed for 7.6±2.4 years [99]. With 660 patients randomised to three different occluders there were significant differences with respect to complete closure after single device implantation and with respect to the primary endpoint (stroke, TIA, or amaurosis fugax) after 5 years of follow-up [98].

OTHER DISORDERS LINKED TO PFO

Patients with platypnoea-orthodeoxia experience dyspnoea in an upright position while symptoms improve in the supine position (platypnoea). When standing, oxygen saturation is low (orthodeoxia) and it increases in recumbency. Platypnoea-orthodeoxia is caused by a position-dependent RL shunt even with normal pulmonary arterial pressure. In the upright position, there is a shift of the atrial septum facilitating a RL shunt through the PFO. A Eustachian valve may direct the blood from the inferior vena cava to the PFO. The shift of the atrial septum may be based on a dilation of the aortic root, elongation of the aorta kyphoscoliosis, or compression fractures of the vertebrae, but a pericardial effusion, a right-sided pneumonectomy, constrictive pericarditis, or paralysis of the diaphragm have also been linked to these symptoms [73, 74]. Patients with platypnoea-orthodeoxia can be cured by PFO occluder implantation and elimination of RL shunting.

The presence of a PFO increases the probability of decompression illness. The hydrostatic water pressure leads to a redistribution of more than 500 ml of blood in the thoracic vessels [75]. The volume increase in the right heart leads to an increase in right atrial pressure with an easier passage of blood from RA to LA including nitrogen bubbles possibly resulting in decompression illness. Even in asymptomatic sport divers multiple cerebral ischaemic lesions were documented by magnetic resonance imaging significantly more often in divers with PFO than in divers without PFO [76]. The risk of decompression illness is 5 times higher in divers with PFO compared with divers without PFO (5 versus 1 event per 10,000 dives) [77]. Professional divers with PFO should undergo PFO closure as well as any divers after a decompression illness who intend to continue diving.

OTHER DISORDERS WITH A POSSIBLE LINK TO PFO

Other disorders such as migraine or high-altitude pulmonary oedema (HAPE) have been described in the context of a PFO. A PFO in patients with HAPE is 4 to 5 times more frequent than in patients without HAPE [78]. At high altitudes the detection of a PFO is associated with lower arterial oxygen saturation and a higher systolic pulmonary artery pressure. The size of the PFO is directly related to the amount of arterial hypoxia. The indication for closure of PFO here is analogous to the indication for closure in divers. The risk of acute mountain sickness was significantly higher in patients with compared to patients without PFO (63% vs 39%, p=0.034) [140].

The prevalence of PFO in patients with migraine is 2.5 times higher than in patients without migraine [79]. The incidence of PFO in combination with migraine was reported in 40% to 70% compared to 25% in the general population. Conversely, people with PFO are 5 times more likely to have migraine than people without PFO. The occurrence of migraine was described in up to 65% of people with PFO versus 13% in the general population. In particular, migraine with aura is present in 13% to 50% of patients with PFO compared with 4% in the general population. Migraine is a complex disorder with multiple participating factors and cannot be reduced to one single cause. For patients with PFO and RL shunt, the passage of small thrombotic particles with focal cerebral ischaemia or the passage of vasoactive substances via the PFO has been linked to the clinical presentation of migraine. In patients with migraine and aura, a higher frequency of RL shunt was demonstrated by transcranial Doppler sonography compared to migraine patients without aura or healthy subjects [80]. Non-randomised trials showed an improvement in symptoms after PFO closure in migraine patients [82, 83]. However, in two randomised studies (147 patients and 107 patients) comparing medical therapy with occluder implantation in order to close the PFO in migraine patients, no reduction of symptoms was observed [81, 139]. In another randomized trial including 230 patients PFO closure did also not demonstrate a reduction in responder rate in patients with frequent migraine (PREMIUM study) compared to medical therapy [135].

DEVICES FOR PFO CLOSURE

Several devices are approved for PFO closure in Europe. Most of the devices have a double umbrella design with deployment of the LA disc, alignment of the LA disc at the left side of the atrial septum and then deployment of the RA disc ( MOVING IMAGE 7-1, MOVING IMAGE 7-2, MOVING IMAGE 7-3, MOVING IMAGE 7-4, MOVING IMAGE 7-5, MOVING IMAGE 7-6, MOVING IMAGE 7-7-1, MOVING IMAGE 7-7-2, MOVING IMAGE 7-8-1, MOVING IMAGE 7-8-2, MOVING IMAGE 7-9, MOVING IMAGE 7-10, MOVING IMAGE 7-11). Such double umbrella devices are e.g. the Amplatzer® PFO Occluder (AGA Medical Corporation, Plymouth, MN, USA), Helex® Septal Occluder (W.L. Gore & Associates, Inc., Flagstaff, AZ, USA), Solysafe® Septal Occluder (Carag AG, Baar, Switzerland), Occlutech device (Occlutech AB, Helsingborg, Sweden) and Cardia devices (Cardia, Eagan, MN, USA). This list may not be complete. For PFOs with long tunnels, specially designed devices had been developed (but are no longer available or did not get approval by the FDA) such as the Premere occluder (St. Jude Medical, Inc., St. Paul, MN, USA, ( MOVING IMAGE 8-1, MOVING IMAGE 8-2, MOVING IMAGE 8-3, MOVING IMAGE 8-4, MOVING IMAGE 8-5, MOVING IMAGE 8-6, MOVING IMAGE 8-7), the PFO SeptRx® device (SeptRx, Inc., Fremont, CA, USA) or the FlatStent™ PFO closure system (Coherex Medical, Salt Lake City, UT, USA, ( MOVING IMAGE 9-1, MOVING IMAGE 9-2, MOVING IMAGE 9-3, MOVING IMAGE 9-4). Possible advantages of intra-tunnel devices are minimal material in the LA and no, or minimal, distortion of the atrial septum with a subsequent lower risk of atrial arrhythmias or thrombus development on the device. However no clinical trial has demonstrated the superiority of in-tunnel devices compared with double umbrella occluders.

Especially for the double umbrella devices the implantation procedure is very similar to the implantation of an ASD device, whereas for other occluders the implantation technique can substantially differ ( MOVING IMAGE 7-1, MOVING IMAGE 7-2, MOVING IMAGE 7-3, MOVING IMAGE 7-4, MOVING IMAGE 7-5, MOVING IMAGE 7-6, MOVING IMAGE 7-7-1, MOVING IMAGE 7-7-2, MOVING IMAGE 7-8-1, MOVING IMAGE 7-8-2, MOVING IMAGE 7-9, MOVING IMAGE 7-10, MOVING IMAGE 7-11, MOVING IMAGE 8-1, MOVING IMAGE 8-2, MOVING IMAGE 8-3, MOVING IMAGE 8-4, MOVING IMAGE 8-5, MOVING IMAGE 8-6, MOVING IMAGE 8-7, MOVING IMAGE 9-1, MOVING IMAGE 9-2, MOVING IMAGE 9-3, MOVING IMAGE 9-4). If the PFO cannot be easily passed by the multipurpose catheter, a guidewire (e.g., large ASA) can be used to enter the LA ( MOVING IMAGE 7-1, MOVING IMAGE 7-2, MOVING IMAGE 7-3, MOVING IMAGE 7-4, MOVING IMAGE 7-5, MOVING IMAGE 7-6, MOVING IMAGE 7-7-1, MOVING IMAGE 7-7-2, MOVING IMAGE 7-8-1, MOVING IMAGE 7-8-2, MOVING IMAGE 7-9, MOVING IMAGE 7-10, MOVING IMAGE 7-11). For routine cases no echocardiographic imaging is required to implant the double-umbrella device [85]. Echocardiographic guidance is recommended in complex cases (large atrial setpal aneurysm, multiple perforations) in order to visualise the PFO while implanting the device.

In PFOs with a long stiff tunnel an incomplete opening of the right-sided disc can occur. In such anatomic situations, classical double umbrella devices can be used after ‘de-tunnelisation’ technique [86] by balloon dilation of the PFO, resulting in a shorter tunnel length but larger PFO diameter. For these PFOs transseptal puncture technique with device implantation has been described [87], but the closure rate with this technique was limited [88].

COMPLICATIONS AND RESIDUAL SHUNTING

For experienced operators the occurrence of adverse events or complications with device implantation for PFO closure is minimal. In principle, types of complication do not differ from those described for device implantation for ASD closure ( MOVING IMAGE 10-1, MOVING IMAGE 10-2, MOVING IMAGE 10-3, MOVING IMAGE 10-4, MOVING IMAGE 10-5, MOVING IMAGE 10-6). Post- procedural annual follow-up should include assessment of residual shunting. In a study including more than 500 patients, the risk of recurrent TIA, ischaemic stroke or peripheral embolism was 3.4 times higher in patients with residual shunting as compared to patients without residual shunting [89]. Optimal treatment for these patients has not been defined. Another procedure with a second device implantation is possible [90, 91, 92] but also associated with additional risk of complications [122]. However, a second or third device implantation for closure of a residual shunt via the PFO should not be considered in patients with a small RL bubble passage, since within the first 2 years after device implantation there is a continuous increase in closure rates.

Personal perspective

A typical secundum ASD with sufficient rims can easily be closed by percutaneous device implantation. This procedure is safe and highly effective. Acute and long-term complications are rare. Future coating of the devices may further reduce the need for antiplatelet therapy while simultaneously decreasing the risk of thrombus formation. Softer material will decrease the occurrence of arrhythmias and will be accompanied by a lower risk for interference with intra-atrial structures, e.g., erosion of the atrial wall in long-term follow-up and large devices. Low-profile occluders will allow an optimised treatment of multiple defects. Clinical benefits from ASD closure are not dependent on age. However, remodelling of atrial chambers is limited in older patients and atrial fibrillation may occur later demonstrating the need for development of devices with absorbable umbrellas to allow an easy access to the left atrium for e.g., pulmonary vein ablation, implantation of occluders to close the left atrial appendage or MitraClip therapy to treat severe mitral insufficiency.

For PFO closure due to “cryptogenic ischaemic” events several randomised trials showed superiority of device implantation compared with best medical therapy. Patients with a substantial shunt, patients with an atrial septal aneurysm and patients aged below 45 years usually demonstrated the largest benefit with long-term follow-up. Several excellent devices can be selected to close the PFO. Future design developments should focus on even smaller guiding catheters and softer devices not being associated with a slightly increased risk of atrial fibrillation compared to medical therapy. The value of PFO closure in patients with other medical conditions (e.g. migraine, chronic obstructive long disease) has to be further studied.

Online data supplement

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